Re:Temporary suspension of Zoom Technologies, Inc [pdf]
by kd5bjo on Friday March 27, 2020 @03:55AM
(#22701076)
I’m certainly not an expert in these things, but note that the first reason listed isn’t confusion with Zoom Video, it’s the lack of public disclosures.
The rule 15c2-11 they refer to requires brokers to have those disclosures on file before processing transactions. This reads to me like a warning to brokers that any Zoom, Inc. trades they processed were very likely in violation of regulations.
Again, this is from a quick reading from an amateur. If this actually affects you, consult real professionals.
The rule 15c2-11 they refer to requires brokers to have those disclosures on file before processing transactions. This reads to me like a warning to brokers that any Zoom, Inc. trades they processed were very likely in violation of regulations.
Again, this is from a quick reading from an amateur. If this actually affects you, consult real professionals.