Re:SEC Charges Two Robo-Advisers with False Disclosures (2018)
by shhehebehdh on Sunday April 14, 2019 @07:08PM
(#19662222)
Heck, they probably saved more than that over the years just by failing to implement the compliance program. I can’t imagine such a program would cost less than 250k to implement over three years. So they broke even on this deal before you even factor in ill-gotten gains.
[ Parent
| on HN ]
There are no comments on this comment yet.